EPSTEIN
page 4 / 670 . OCR, unverified
HARRY I. °ELLER
Notary Public. State of New York
No.019 t:4 a 53924
Ouatiliad lo Rockland Countyy
ACKNOWLEDGEMENT OF AGENT(S)' SIGNATURE OUTSIDE NEW YORK STATE
ommission Expires Feb. 17, 20
•
STATE OF
COUNTY OF
ss.:
On
before me
personally
appeared
personally known to me or proved to me on the basis of
satisfactory evidence to be the individual(s) whose name(s) is (are) subscribed to within the instrument end
acknowledged to me that he/shehhey executed the same in his/her/their capacity(ies), and that by his/her/
their signature(s) on the instrument, the individual's), or the person upon behalf of whom the individual(s)
acted, executed the instrument, and that such individual(s) made suoh appearance before the Undersigned
in
(state/country).
(signature and office of the individual taking acknowledgement)
ACKNOWLEDGEMENT OF AGENT'S)' SIGNATURE IN NEW YORK STATE (for joint accounts)
STATE OF NEW YORK, COUNTY OF
ss.:
On
before me
personally
appeared
personally known to me or proved to me on the basis of satisfactory
evidence to be the individual(s) whose name(s) is (are) subscribed to within the instrument and acknowledged
to me that he/she/they executed the same in his/her/their capacity(ies), and that by his/her/their signatere(s)
on the instrument, the individual(s), or the person upon behalf of whom the individual(s) acted, executed
the instrument.
Notary Public
ACKNOWLEDGEMENT OF AGENT'S)' SIGNATURE OUTSIDE NEW YORK STATE (for joint accounts)
STATE OF
COUNTY OF
ss.:
On
before me
personally
appeared
personally known to me or proved to me on the basis of
satisfactory evidence to be. the individual(s) whose name(s) is (are) subscribed to within the instrument and
acknowledged to me that he/she/they executed the same in his/her/their capacity(ies), and that by his/her/
their signature(s) on the instrument, the individual's), or the person upon behalf of whom the individual's)
acted, executed the instrument, and that such individual(s) made such appeerance before the Undersigned
in
(state/country).
(signature and office of the individual taking acknowledgement)
114,MA-098S WM?)
C09611-010512
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0098314
CONFIDENTIAL
SDNY_GM_00244498
EFTA01392975
--- SOURCE: IMAGES__0061__EFTA01392976.txt ---
METADATA_SOURCE: IMAGES0061
METADATA_FILENAME: EFTA01392976.pdf
----------------------------------------
:.:%asittat.iss
...„ais
isstfas,44,a$agi
agitessarakaktiamcsf.?at
tledigi
crutz:tittast.:.-,
4“,
11/444tr.
,445)3.:k
„EA
ResAtictions
%
feL.›
BRENNAN-WIEBRACHT, JEAN ANNE
Wgt 2
Class A
AUergies
Endorsern
4,5;zr ; •
Hr. 62 in
Warn
BRA Eyes
znaj
asood Type
,
NON E
ents
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
CONFIDENTIAL
DB-SDNY-0098315
SDNY_GM_00244499
EFTA01392976
--- SOURCE: IMAGES__0061__EFTA01392977.txt ---
METADATA_SOURCE: IMAGES0061
METADATA_FILENAME: EFTA01392977.pdf
----------------------------------------
El Current Classification: lack here for help) Internal
Re; BSO Exception Request - DB POA Form (I] lA
Zia Memon to: Zbynek Kozelsky, Vahe Stepanian
Cc. Jay Unman, Tazia Smith, Fran M Wickman, Amanda Kirby
10/22/2013 07:54 AM
Date
Subject
Vahe Stepanian
10/21/2013 08:47 AM
BSO Exception Request -
Zbynek Kozelsky
10/22/2013 07:49 AM
Re: BSO Exceptim
Zia Memon
10/22/2013 07:54 AM
Re: BSO E:
Classification: For internal use only
BSO approved
Zbynek Kozelsky
-- Original Message ---
From: Zbynek Kozelsky
Sent: 10/22/2013 07:49 AM EDT
To: Vahe Stepania
Cc: Jay Lipman; Tazia Smith; Fran Wickman; Amanda Kirby
Subject: Re: aso exception Request
DB POA Form fI:
Classification: For internal use only
Good morning Zia,
Please see below.
Ziggy Kozelsky
Markets Coverage Group
Deutsche Bank Securities Inc.
Private Wealth Management
345 Park Avenue
New York, NY 10154
Sent From Blackberry
Vahe Stepanian
Zia Memon
Original Message ----
From: Vahe Stepanian
Sent: 10/21/2013 08:47 AM EDT
To: Zia 'lemon
Cc: Zbynek Kozelsky; Jay Lipman; Tazia Smith; Fran Wickman; Amanda Kirby
Subject: BSO Exception Request - DE P0A Form
(I)
Classification: For internal use only
Good Morning Zia,
Hope you had a great weekend.
CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e)
DB-SDNY-0098316
CONFIDENTIAL
SONY GM 00244500
EFTA01392977
--- SOURCE: IMAGES__0061__EFTA01392978.txt ---
METADATA_SOURCE: IMAGES0061
METADATA_FILENAME: EFTA01392978.pdf
----------------------------------------
Just wanted to follow up on an email that was sent over by Fran Wtckrnan (pls. see below).
As you may know, we arc in the process of onboarding a new client, Jeffrey Fpstein, who has already
transferred in $120mm+ liquid across his accounts.
A few items that we're requesting exceptions for:
1) Using DB POA for entity accounts (per Fran, POA is meant for natural persons accts.) - Client would
like his assistants to have FULL POA over accts. Cannot use LTA in this situation.